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A point of view from Isabelle ERPELDINGER, Senior Compliance Officer RC at Vistra Fund Management S.A. and Armelle MOULIN, Conducting Officer - Chief Compliance Officer Fund’s RC at Lemanik Luxembourg.
Interviewed by Issam AZGUIGOU, Manager Consultant at Square Management Luxembourg*
The Regulatory Framework
Since the first FAQs published by the Commission de Surveillance du Secteur Financier (CSSF) in 2019, the role of the Responsable du Contrôle (RC) in Luxembourg has evolved significantly, particularly in the context of combating money laundering and terrorist financing (AML/CFT). The regulator provided further clarification on the RC’s responsibilities through an FAQ published in March 2022....
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