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By Pierre-Thibault Aveline de Rossignol, Senior Regulatory Advisor, FundGlobam
Each country has its own specific local requirements on marketing material – both EU and non-EU jurisdictions(1). Funds are required to comply with the national marketing material rules of each cross-border jurisdiction where they are distributed.
For asset managers, complying with local marketing material rules of each jurisdiction means:
- Jurisdiction-specific versions of marketing material ;
- A significant regulatory and compliance risk for asset managers ;
- Potentially significant costs of compliance.
What’s in scope?
Any marketing material used by the fund, the asset manager, a distributor or a third party...
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