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lundi 26 juin 2017
Tous les titres

 

Fax du lundi 26 juin 2017 - Tous les titres

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Choosing Substance over Sanctions

Revel Wood, FundRock CEO talks about the new Sanctions Regime and the increasing need for substance and effective control.   The implementation of the UCITS V directive in March last year was a sharp wake-up call for many industry players to up their game and take the consequences of non-compliance more seriously than ever before. Like its predecessors (I to IV), UCITS V serves to enhance investor protection, drive greater transparency, strengthen governance and pinpoint conflicts.   This time, with harmonization as a top priority, we are faced with a new list of breaches, minimum list of sanctioning criteria and catalogue of sanctions, establishment of whistleblowing mechanisms and required reporting to ESMA. In light of...
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