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Professional investors and large corporates expect the level of fines they face for breaking regulations to increase (research from Ocorian)
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New research from Ocorian, a market leader in regulation and compliance services for funds, corporates, capital markets and private clients, reveals that fines for professional investors and corporates for breaking regulations could be set to rise.
Ocorian’s international study among senior executives at major companies and investment managers with family offices, private equity, venture capital and real estate funds as well as senior capital markets executives, reveals 78% expect the number and overall value of fines issued in their sectors for breaking regulations will increase, with 16% expecting a dramatic rise. Furthermore, 81% said their organisations are preparing or budgeting for a potential increase in fines they could face. Nearly three out of four (74%)...
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